Altitude
Training: On Myths and Methods
S. Knuth and J. Mester, Germany
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1. Introduction
Altitude training is known for more than 50 years.
The international scientific discussion started with the Olympic Games
in Mexico City. Athletes from all over the world prepared for competition
under hypoxic conditions at 2300m. In these years altitude training was
primarily used for competition at natural altitude. Afterwards it became
also relevant for endurance performance capacity at sea level and thus
an important research area in sport science. In addition to natural hypoxia
artificial hypoxia plays more and more an important role. There are various
methods of artificial hypoxia like hypoxic chambers, rooms, tents or houses
under normobaric conditions, portable hypoxic breathing masks or hypobaric
chambers.
2. Hypoxic Training: Methods and protocols
During the last 40 years, several methodical approaches
have been developed to foster altitude training. Among the classical form
of altitude training „Sleep high – Train high“ the methods
of „Sleep low – Train high“ and „Sleep high –
Train low“ have been established too (Friedmann & Bärtsch,
1997; Friedmann, 2000; Navot-Mintzer, Epstein & Constantini, 2003).
These procedures apply under natural and under artificial hypoxic conditions.
In recent years, artificial hypoxia, differentiating
between hypobaric and normobaric hypoxia, was subject to investigations
regarding the methods of intermittent hypoxia. Here, the athletes are
not permanently exposed to the stimulus of oxygen reduced air. In some
of the approaches the subjects stay in rest a part of the day in oxygen
reduced environment (Katayama, Shima, Sato, Qui, Ishida, Mori & Miyamura,
2001; Katayama, Sato, Matsuo, Ishida, Iwasaki & Miyamura, 2004), in
other studies training takes place in hypoxia (Hendriksen & Meeuwsen,
2003; Levine 2002; Meeuwsen, Hendriksen & Holewijn, 2001).
3. Results: Group based studies and individual results
Results of several investigations demonstrate the
difficulty of choosing the correct individual exercise stimulus under
hypoxic conditions. The results indicate significant improvements and
stagnation of performance as well as substantial decreases of performance
capacity of the measured parameters.
An early group controlled crossover study published
by Adams et al. (1975), for example, did not show any effects on oxygen
uptake after training under hypoxic conditions. In contrast, performance
enhancing effects were revealed by a study conducted by Stray-Gundersen,
Chapman & Levine (2001) who studied 22 long distance runners of national
and international level. Fourteen men and eight women had to stay at an
altitude of 2500m for 27 days and practiced a high intensive training
at 1250 m. The results show a significant increase in running-time regarding
the 3000 m competition of 1.1 %, a significant improvement of maximal
oxygen uptake (VO2max) of 3 %, a significant enhancement of hematocrit
(HCT) and erythropoietin (EPO).
In literature in most of the studied group based
designs have been used. As there are significant individual differences
in measured physiological reactions (Friedmann & Bärtsch, 1997;
Osterburg, 2004) it makes sense to take not only group-statistical procedures
into account but also specific single-cases. A study published by Friedmann,
Frese, Menold, Kauper, Jost & Bärtsch (2005), tested 16 junior
swimmers of international level who stayed in a training camp for 3 weeks
at an altitude of 2100-2300 m (SH –TH). The results demonstrate
the individuality of effects of hypoxic training. The results of single
athletes of the incremental swimming test range from a decrease of maximal
performance of 1.5 % to an increase of 5 % as well as a decrease of performance
at anaerobic threshold of 1 % up to an improvement of 10 % between pre
and post tests. Truijens, Toussaint, Dow & Levine (2003) found differences
between individual athletes in VO2max in a post test after altitude training
of more than 20 % (-6 % bis +16 %) in comparison to the pre test. The
18 swimmers of the controlled double-blind placebo controlled study trained
for four weeks under artificial hypoxia. An older study of Mader et al.
(1980) analysed the performance of ten rowers on a rowing-ergometer before
and after an altitude training camp and found individual changes between
-12.1 % and +25.5 %.
4. Individuality: Training and testing revisited
The parameters that are used for characterizing
training and for testing the biological response as well as the performance
can be assigned to different categories at a “four-level-model of
diagnosis” (Fig. 1).
.
The first level covers daily input data and basic
markers like training protocol, resting heart rate, body weight and psychological
variables. At the second level parameters of physiological markers (blood
count, reticulocytes, EPO etc.) are used. Directly or indirectly performance
related markers measured in lab are represented at level three. The fourth
level describes the competition performance measured objectively (e.g.
5000 m running time).
The significance of the parameters at the four levels
regarding the competition performance increases from the bottom to the
top without explaining the variance of performance completely. The most
significant criterion that defines the potential of aerobic performance
and associated motivational parameters is competition.
5. Own results
The aim of the following study was to investigate
possible changes of endurance performance as a result of an intermittent
training in a normobaric hypoxic chamber (2500 m) at different levels
of biological response.
Methods
Subjects
The group of subjects comprised seven athletes (age:
24 ± 1.8 years, height: 176.6 ± 3.4 cm, body weight: 69
± 6.3 kg) of different sports (Tab. 1).
Table 1: Characteristics of
the subjects
Design
The study with a total duration of 23 weeks started
with a two-week specification of the baseline, followed by the first test
week (Fig. 2). After another two weeks the first training block with a
three-week training phase in each case was set up at sea level and under
hypoxic condition. Each sea level and altitude phase was followed by a
test week. After this week the second training block which was build according
to the first block was carried out. Finally, a post test phase with a
duration of 3 weeks and the last test week took place.
The training was practiced on a treadmill (PPS 55-med,
Woodway, Weil/Rhein) in a normobaric hypoxic chamber (Fa. Hypoxic) at
an artificial altitude of 2500 m (PO2 15 %). The intensity was set to
70 % of the anaerobic threshold which was determined in each case by an
incremental test under sea level or altitude conditions. At the second
block, the Training volume was increased; whereas the volume in the block
remained unaffected.
Parameter and Methods
Physiological basic parameters (Level 1)
Every day after, the subjects carried out measurements of resting heart
rate (Polar, Finnland), body temperature and body weight and documented
sleeping hours.
Blood parameters (Level 2)
Two to three times a week venous blood samples were
drawn in the morning to determine the concentration of haemoglobin (HGB),
erythrocytes (RBC), leukocytes (WBC) (Sysmex KX-21N, Sysmex Deutschland
GmbH, Düsseldorf), reticulocytes (Advia 120, Bayer AG, Leverkusen)
and ferritin (Elecsys 1010, Roche Diagnostics GmbH, Mannheim).
Incremental test (Level 3)
During the test week and at the beginning of each
training phase incremental tests on a treadmill (PPS 55-med, Woodway,
Weil/Rhein) were carried out. The velocity of the treadmill was increased
by 0.5 m/s every five minutes until exhaustion. Before, after every stage
and three minutes after the last stage, 20 µl blood samples were
taken from the earlobe to determine the lactate concentration (Ebio Plus,
Eppendorf AG, Hamburg). In addition, heart rate was registered (Polar,
Finland) and respiratory parameters were analyzed by breath using the
ZAN 600 (ZAN Messgeräte GmbH, Oberthulba).
Incremental tests on a treadmill were carried out at
sea level or under hypoxic conditions.
Competition (Level 4)
During the testing week a competition of 5000 m
running on a 400 m-track took place as well. During the test the running
heart rate (Polar, Finnland) was recorded and lactate concentration was
determined from earlobe before, after and three minutes post to the end
of the test.
Statistics
Statistical analysis was done by using a statistic
software package (Statistica for windows, 6.0, Statsoft, Tulsa, USA).
As normal distribution could not be assumed, the data of the group were
compared by the non-parametric Wilcoxon test for dependent samples. The
level of significance was set at p=.05.
In order to analyze the biological response of individuals
single-case-studies were applied. The fitting of time series was carried
out by a 4253H-filter.
Results
Physiological basic parameters (Level 1)
There were no significant differences of resting
heart rate during the different phases of the study. At the first altitude
phase the group median of resting body temperature decreased significantly
in comparison to the first sea level phase. In the second altitude phase
the median of the body weight of the group is lower than in the baseline.
During the same phase sleeping hours increased compared to post test phase
(Tab. 2).
| Table 2: |
Test statistics of the Wilcoxon-Test of physiological
basic parameters (N= number of subjects, T= test statistic of Wilcoxon-Test,
Z= z-distribution, p= probability value, p<.05) |
Blood parameters (Level 2)
At the group level the blood parameters did not
show any significant differences during the phases of the study.
In the single-case of P 1 erythrocytes increased
at the first altitude phase, levelled off at sea level, but decreased
after the second altitude phase (Fig. 3). Ferritin values increased at
the end of the first altitude phase up to the end of the second altitude
phase and remained at this level.
Incremental tests (Level 3)
Anaerobic threshold
Both, the group results and the results of the single-cases
show clear variations of the running velocity at anaerobic threshold between
the incremental tests before and after the first training block. Figure
4 indicates the significant increases of the group median of test 3 SL
(pre altitude phase) to test 6 SL (post altitude phase).
Test 4 H and 5 H (acute and chronic hypoxia tests)
demonstrate significant differences of the performance at 4 mmol/l lactate
concentration compared to test 3 SL and 6 SL (Tab. 3).
| Table 3 |
Running velocity at anaerobic threshold (v4) and maximal oxygen
uptake (VO2max) of the group during the incremental tests (Median,
Minimum, Maximum) SL= sea level, H= Hypoxia, PT= Post test) |
In six single-cases the anaerobic threshold curves
were shifted to the right at sea level after the altitude training (6
SL). The curves under hypoxic conditions (4 H & 5 H) were left-shifted.
Moreover, the chronic hypoxia test (5 H) showed a right-shift after three
weeks of altitude training which is exemplarily presented by P 1 (Fig.
5).

At the second altitude phase only sea level tests
10, 11 indicated a significant difference to the altitude tests 8 and
9, while test 7 SL only diverged from 8 H. The differences occurred at
a decrease of velocity at anaerobic threshold under hypoxic conditions
(Tab 1 & 2).
Also for the single-cases a left-shift of performance
in hypoxic tests in comparison to sea level tests at second altitude phase
could be seen. The changes of performance after altitude training were
different according to individual conditions.
Maximal oxygen uptake (VO2max)
At test 3 SL in comparison with 6 SL no significant
differences in VO2max could be detected. The VO2max (Test 4 H & 5
H) that was determined under hypoxic conditions was significant lower
compared to VO2max which was measured at sea level (Tab. 3).
The single-cases showed contradictory results. For
example, VO2max of P 4 increased at the first training block at sea level
tests as well as at hypoxic tests.
Also, the second training block indicated no improvements
of VO2max in the group median after the training at hypoxia. A significant
decrease was seen in test 8 in comparison to 10 SL and to 11 NT as well
as in comparison to 9 H and to 10 FL (Tab. 3).
Competition (Level 4)
The results of group-statistic analyses showed no
significant changes during the whole study period. According to the results
of the single-cases the male subjects achieved clear improvements of running
time, whereas the performance of the female athletes remained unchanged
or even decreased.
P 1 increased his competition performance after
the first training block by 26 seconds. The competition performance of
P 4 did not improve in the course of the study.
Discussion
Physiological basis parameter (Level 1)
The results of the physiological basic markers could
be explained by cumulative effects of training but this cannot be related
to hypoxic effects. The significant decrease of body weight during the
second altitude phase compared to baseline could be explained by the high
physical workload over a long period of time combined with relatively
lower energy consumption.
The significant lower body temperature group during
the first altitude phase is hard to explain. It is a fact that that the
body temperature increases by intensive physical workload because the
sympathetic nervous system tone increases (Hollmann & Hettinger, 2000).
The literature, however, does not describe a contrary effect.
The higher number of sleeping hours during the second
altitude phase compared to the post test phase could be traced back to
the high training load and the necessary regeneration. The subjects reported
on disturbed sleep during the altitude phases. Shephard and Shek (1997)
described the phenomenon of disturbed sleep in the context of high physical
exercises.
The stimulus of oxygen reduced inspired air during the training phases
under hypoxic conditions is associated with a higher relative physical
workload for the athletes. During the altitude training, e.g., the VO2max
and heart rate are reduced, whereas lactate concentration increases more
rapidly than at sea level.
Blood parameters (Level 2)
Different studies have shown that erythropoiesis
is stimulated by hypoxic training (Friedmann & Bärtsch, 1997;
Levine & Stray-Gundersen, 1997) that may lead to an improvement of
aerobic performance capacity. However, there were no changes in blood
parameters during or after altitude training. Furthermore, Rodríguez
et al. (1999) and Venutra et al. (2003) came to the same conclusion. These
findings could lead to the explanation that the stimulus of the intermittent
altitude training was too small to produce changes of these blood parameters
(Ventura et al., 2003). This assumption is supported by the results of
the blood parameters of P1. He trained with a higher training volume compared
to the rest of the subjects and his erythrocytes increased during the
first altitude phase. On the other hand, the results reveal that the reactions
of erythropoiesis to the stimulus of hypoxia are individual (Friedmann
et al., 2005). In this context, Chapman, Stray-Gundersen and Levine (2002)
use the term of responder and non-responder.
The increase of ferritin could be seen as an answer
to the increasing exercise volume in the second altitude phase. On the
other hand, on examination of the enhanced ferritin values the increased
loss of erythrocytes caused by the increased running performance leading
to an improvement of iron supply, has to be taken into account (Hollmann
& Hettinger, 2000).
Incremental test (Level 3)
After the first training block, a performance improvement
at the anaerobic threshold occurred in the group and in all single-cases.
Thus, the observed right-shift of anaerobic threshold curves indicates
an increased performance of the subjects.
The left-shifted lactate curves of tests under hypoxic
condition in comparison to the sea level test confirm the so called lactate
paradox (Friedmann & Bärtsch, 1997; Lundby, Saltin & van
Hall, 2000). This proves that the lactate concentrations in acute hypoxia
(Test 4 H) rises faster than at sea level, while maximal lactate concentrations
remain unchanged. After acclimatisation (Test 5 H) a right-shift of the
lactate curves occurred, that was located between the results of the acute
altitude and the sea level tests. The maximal lactate concentration is
reduced as well. The physiological aspects of the lactate paradox are
not resolved entirely (Lundby et al., 2000).
The determination of VO2max does not show any improvements
at the group examination after altitude training. Different authors (Julian
et al., 2004; Ventura et al., 2003) confirm these results. In contrast,
Meeuwsen et al. (2001) demonstrated significant enhancements that could
be found in six single-cases of this study too.
The lower VO2max which was measured under hypoxic
conditions is documented by several studies (Friedmann & Bärtsch,
1997; Koistinen, Takala, Martikkala & Lappäluoto, 1995).
Competition (Level 4)
For the male subjects the competition performance
improved during the study. Due to the different training status of the
subjects the results are very heterogeneous. P 1 ran a minimum time of
17:05 minutes in the 5000 m run on an evidently higher level than P 3.
He performed the distance in 21:30 minutes. These variations could be
associated with the sports of the two subjects (P 1: long distance runner,
P 3: soccer player) and, in addition, to the different training volume.
The considerable improvements of both athletes in spite of the variations
could be explained as follows: P 1 spend a long time in oxygen reduced
air whereas P 3 performed at a low trainings level that approved faster
adaptations, associated with improvements of performance (de Marées,
2002).
The stagnation or the decrease of performance capacity
of female subjects in competition does not comply with the results of
the incremental tests. Therefore, other variables - such as motivation
- have to be taken in to account.
Within the study two altitude phases were completed
in order to find out whether the altitude stimulus is reproducible. Table
4 gives an overview of the effects of the altitude training of the group
and the single-cases on anaerobic threshold, VO2max and competition performance
after the first and second training block in each case compared to the
values before the altitude phases.
These findings show greater improvements after the
first altitude phase than after the second hypoxic intervention. This
could lead to the conclusion that the training stimulus induced by the
second altitude phase was not individually effective. As a result, the
described parameters did not increase continuously or even decreased.
The exceptions (Tab. 4) of some single-cases regarding the VO2max, P 1
and P 2, trained with a greater training volume than most of the other
athletes (cp. Tab.1). As they had a bigger performance capacity, a higher
training age and more training experiences they probably could better
deal with the increased hypoxic stimulus.
The few statistically significant results of group-statistical
analyses could be associated with the heterogeneous and small sized group.
Many studies and own experiences indicate that it is difficult to find
a homogeneous group of competitive athletes. Moreover the athletes must
be willing to take part in a controlled training according to a required
design of study. Only Levine und Stray-Gundersen (1997) succeeded in examining
a homogeneous group of 39 subjects.
Therefore, single-case analyses could be helpful
methods. In addition, the individuality of adaptation revealed through
this study may be considered. The study has shown that intermittent hypoxia
training may lead to individual increase of performance. However, it could
not be shown whether the improvements where caused by training under hypoxic
conditions or by the training only. On the one hand, this has to be seen
in the context that generally an intensive training stimulus is difficult
to prove in its effects and altitude training qualifies as such. One reason
may, inter alia, be that training leads to individual reactions to special
workloads which are often delayed. On the other hand, there is no reason
to doubt the physiological effects of hypoxic stimulus. There are no adequate
protocols with regard to the question which hypoxic stimulus (altitude)
in combination with which training load can lead to the best individual
results. If it is taken into consideration that the training age of the
athletes differs, in some cases a biological effect for the purpose of
an improvement of performance caused by altitude training can be assumed.
Further studies of this topic are in process.
6. Summary
Meta-analyses of more than 100 international studies
in the last 50 years and own results show a controversial picture. Some
practical experiences as well as controlled studies indicate performance
enhancement effects, whereas others do not. Acute and chronic hypoxia
induce well-known physiological effects in gas exchange, hematology etc.
Performance enhancement, however, may occur but
it is in onset, magnitude and duration very individual. The re-adaptation
to sea level is quite fast; the duration of positive effects is scientifically
unclear. The effect of all options live high/low – train high/low
are not proven sufficiently. The criteria for individual input, like training
load at altitude, are often insufficient. Results show that there are
high-low responders, early-late responders and non-responders.
7. References
Chapman, R.F., Stray-Gundersen, J. & Levine
B.D. (1998). Individual variation in response to altitude training.
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de Marées, H. (2002). Sportphysiologie (9.
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Friedmann, B., Frese, F., Menold, E., Kauper, F.,
Jost, J. & Bärtsch, P. (2005). Individual variation in the
erythropoietic response to altitude training in elite junior swimmers.
Br. J. Sports Med., 39, 148-153
Friedmann, B. (2000). Entwicklungen im Höhentraining:
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Friedmann, B. & Bärtsch, P. (1997). Höhentraining:
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Hendriksen, I.J.M. & Meeuwsen, T. (2002). The
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Hollmann, W. & Hettinger Th. (2000). Sportmedizin
(4. Auflage). Stuttgart: Schattauer
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J. T., Fredericson, M., Stray-Gundersen, J., Hahn, A. G., Parisotto,
R. & Levine, B. D. (2004). Intermittent normobaric hypoxia does
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Katayama, K., Sato, K., Matsuo, H., Ishida, K.,
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Truijens, M.J., Toussaint, H.M., Dow, J. & Levine, B.D. (2003).
Effect of high-intensity hypoxic training on sea-level swimming performances.
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Ventura, N., Hoppeler, H., Seiler, R., Bingelli,
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to six weeks of endurance training in hypoxia or normoxia. Int. J. Sports
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Knuth, S., Mester, J.
Institute of Training Science and Sport Informatics
German Sport University Cologne
Germany

http://www.icsspe.org/portal/index.php?w=1&z=5
Altitude Training:
On Myths and Methods
S. Knuth and J. Mester,
Germany |